How Much Would 401k Participants Save With Auto Portability?

401k auto portability, rollovers, 401k

A lot of money would be saved if this policy was implemented.


It might not have the clout of its auto enrollment and escalation older siblings, but new research from the Employee Benefit Research Institute (EBRI) estimates that the current and coming generations of retirement savers would have an additional $2 trillion, in today’s dollars, at age 65 if auto portability is fully implemented.

Jack VanDerhei and Co. find that the extra dollars would be the result of “preserving assets that are currently leaking out of plans due to workers cashing out their 401k accounts when changing jobs.”

These findings are part of EBRI’s Retirement Security Projection Model, which was used to create an “auto portability scenario” in which every participant consolidates their savings in their new employer plan every time they change jobs, i.e. all participants arrive at age 65 with one account and leakage is limited to hardship withdrawals.

The institute’s latest research underscores the value of auto portability as a solution for helping to bridge the U.S. retirement savings shortfall.

The findings were presented at “Retirement Plan Portability & Public Policy: Unlocking the Potential in Portability,” a forum hosted by the Financial Services Roundtable on March 30, 2017 in Washington, D.C.

Auto portability is the routine, standardized and automated movement of a retirement plan participant’s 401k savings account from their former employer’s plan to an active account in their current employer’s plan. The solution is designed to work within the existing platforms and data flows of the country’s qualified 401k plan system.

Auto portability was conceived and developed by Retirement Clearinghouse to meet the needs of participants with small account balances that lack access to the portability solutions afforded to larger accounts.

EBRI’s ’auto portability scenario’ also indicates that:

“The simulated effects of auto portability on the ability of Americans to grow their savings for retirement are impressive,” VanDerhei said. “Our findings underscore the important role auto portability can play in helping to close the retirement savings shortfall in the U.S.”

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