401(k) Assets Make Big Jump (But Will It Hold?)

401k, assets, ICI, retirement, Investment Company Institute

Weeeeee!

After all the recent market craziness, will 401(k) assets continue their climb?

Total U.S. retirement assets were $29.2 trillion as of September 30, a 2.8 percent jump the previous quarter, according to the Investment Company Institute.

Retirement assets accounted for 33 percent of all household financial assets.

Defined contribution plan assets were $8.1 trillion, up 3.3 percent, of which $5.6 trillion was held in 401k plans, an increase from $5.3 trillion in June.

In addition to 401(k) plans, $550 billion was held in other private-sector DC plans, $1 trillion in 403b plans, $332 billion in 457 plans, and $606 billion in the Federal Employees Retirement System’s Thrift Savings Plan.

Mutual funds managed $3.7 trillion, or 67 percent, of assets held in 401k plans at the end of September.

With $2.3 trillion, equity funds were the most common type of funds held in 401(k) plans, followed by $1 trillion in hybrid funds, which include target date funds.

Target date mutual fund assets totaled $1.2 trillion, up 4 percent from June. Retirement accounts held the bulk of target date mutual fund assets. Eighty-seven percent of these assets were held through DC plans (67 percent of the total) and IRAs (20 percent).

Assets in individual retirement accounts totaled $9.5 trillion, an increase of 3 percent from the end of the second quarter.

Forty-seven percent of IRA assets, or $4.5 trillion, was invested in mutual funds. With $2.6 trillion, equity funds were the most common type of funds held in IRAs, followed by $949 billion in hybrid funds.

Government defined benefit plans—including federal, state, and local government plans—held $6.1 trillion in assets, a 2.9 percent increase from the end of June 2018.

Private-sector DB plans held $3.2 trillion in assets at the end of the third quarter of 2018, and annuity reserves outside of retirement accounts accounted for another $2.3 trillion.

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