John Faustino is the Head of Broadridge Fiduciary Services, where he leads strategic initiatives focused on fiduciary compliance, retirement solutions, and investment oversight.
Why Consider ‘In-Retirement’ Income Solutions?
It’s been two decades since the switch from defined benefit to defined contribution plans occurred for most American…
How is 401(k) Record Keeper Consolidation Affecting the Industry?
Retirement plan solutions are evolving with transparency, fiduciary focus, and innovation to address consolidation and compliance needs.
Fi360’s Top Quartile Fiduciary Scores
This quarter, 29,094 mutual fund (MF), exchange-traded fund (ETF) and collective investment trust fund (CIT) investments received an…
Danger: Don’t Judge a Fund By its Active/Passive Label
Contrary to the beliefs of (too) many advisors, selecting funds for a fiduciary account based solely on their active…
Which CITs Get Top Fi360 Fiduciary Score?
CIT Fi360 Fiduciary Score shows 17% of investments earned top marks, helping advisors assess funds with fiduciary responsibility.
5 Critical Factors To Consider in Fiduciary Accounts
How important is it to require three years of live history before considering certain investments in fiduciary accounts. Fi360's Faustino breaks it down.