Roger Levy, LLM, AIFA®, is the founding memeber of Scottsdale, Ariz.-based Cambridge Fiduciary Services, LLC., which, prior to its sale to CapTrust Financial Advisors in 2013 provided investment advisory services to retirement plans, endowments and foundations and he served as its in-house legal adviser. Mr. Levy’s principal role was to manage the firm’s adherence to industry best practices and to assist clients to conform to a fiduciary standard of care.
An Accredited Investment Fiduciary Analyst™, Mr. Levy performs both consulting fiduciary assessments and those that can lead to CEFEX certification. In addition, he is often called upon to provide expert reports and expert witness testimony in fiduciary breach litigation. He is a member of the 401(k) Specialist Advisory Board and the co-author of Your 401K – The Danger Within. He has provided expert testimony in several 401(k) fiduciary breach lawsuits.
