September Top Advisor by Participant Outcomes (TAPO)—Kim Cochrane
High Plan Participation from Low Wage Workers A common thread throughout this year’s group of Top Advisors by…
‘Perfect Storm’ Causing Lower Retirement Confidence for Certain Women
Both divorced and single, never-married women workers are more likely to agree that retirement savings are not a priority relative to current needs
Prison-Bound Financial Advisor Racked Up 37 Complaints in Two Years
Dubious 'achievements' in his young 33 years
HUB Launches Financial Coaching, Wellness Solution
It's an interactive online learning center complete with CFPs
Mutual Funds Change Benchmarks to Hide Poor Performance: Paper
The authors found evidence that funds 'provided misleading information to investors in their SEC-mandated disclosures'
‘Reckless’ Jerry Schlichter Slammed (Again) in Empower’s Win
He is 'personally liable for Defendants’ excess costs, expenses, and attorney fees,' according to the judge
Mastermind of $300 Million Ponzi Scheme Targeting Retirees Sentenced
The defendant and his co-conspirators contacted retirees experiencing financial distress, most of whom were military veterans
Another State Signs Government-Sponsored Retirement Plan into Law
Delaware EARNS (Expanding Access for Retirement and Necessary Savings) requires businesses with more than five employees to participate
Vestwell CEO Aaron Schumm on Who Owns the Participant and What’s Next for Recordkeeping
We pitched Vestwell CEO Aaron Schumm a softball question to start the interview and hit him with a…
Creative Planning Continues Its Acquisition Spree
Wipfli Financial Advisors manages $5 Billion in AUM