With an investment strategy in place to meet the goals of the client/beneficiary, the third step of the fiduciary process is all about execution, explains Rich Lynch, Director with Fi360.
More specifically, this amounts to having sound processes in place for conducting due diligence, whether on service providers or investments. Step 3 also includes making sure elected Safe Harbor provisions are being followed.
This session is an overview of what it means to have objective, repeatable, and consistently applied procedures in place for implementing an investment mandate.
It’s appropriate as both an introduction to fiduciary principles for those who are inexperienced with acting as a fiduciary and as a refresher for experienced advisors who have fiduciary training and a track record of supporting fiduciary clients.
Fi360
Our educational webinars address recent industry developments or specific topics related to fiduciary responsibility. They offer opportunities for interaction between the audience and the presenters, who are Fi360 staff or other industry thought-leaders.
Check our Calendar for upcoming educational webinars!
Live attendance is eligible for one hour of CE for the AIF®, AIFA®, and PPC® Designations. CE credit may also apply for the CFP® Certification, when indicated. Each individual wishing to receive CE credit for any credential must register for and log in to the session individually so that we have a record of your attendance. Recorded videos of previous webinars are available for viewing below. AIF and AIFA Designees must access archived webinars through the Designee Portal in order to receive CE credit. If you have any questions, please email support@fi360.com.
