Here is a summary of the video featuring Jason Roberts:
- Focus: Jason Roberts discusses key compliance issues in the financial services industry.
- Main Points:
- Importance of understanding fiduciary responsibilities.
- Trends in regulatory enforcement.
- Practical advice for advisors on managing compliance risks.
- Emphasis on the need for continuous education and staying updated with regulatory changes.
- Insights: Roberts shares insights on how advisors can better serve their clients while adhering to legal and ethical standards.
For more details, you can watch the full video here.