401(k) Fiduciary Expert Jason Roberts on DOL Rule Danger

John Sullivan

10 years ago

Here is a summary of the video featuring Jason Roberts –

Focus: Jason discusses key compliance issues in the financial services industry.
Main Points:
- Importance of understanding fiduciary responsibilities.
- Trends in regulatory enforcement.
- Practical advice for advisors on managing compliance risks.
- Emphasis on the need for continuous education and staying updated with regulatory changes.
Insights: Roberts shares insights on how advisors can better serve their clients while adhering to legal and ethical standards.

For more details, you can watch the full video here.