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4 Best Practices for Dealing with Missing 401(k) Participants
On the heels of last week’s long-awaited guidance about missing participants, released by the Department of Labor, the…
Biden Taps ‘Tenacious Regulator’ Gensler to Lead SEC
Gary Gensler SEC nomination signals tougher Wall Street oversight and stronger investor protection under the Biden administration.
New Year, New Rules: 3 SECURE Act Changes Coming Soon
This past year has been unpredictable, at best, but as we move into 2021, there is one thing…
Insurer Hits Back at Excessive Fee Litigation Plaintiffs
Euclid Specialty asserts that a surge of excessive fee litigation is the result of opportunistic attorneys, not true discontent among participants.
Are PEPs ‘Instrumental’ in Closing the 401(k) Coverage Gap?
Public policy advocates and market practitioners believe Pooled Employer Plans (PEP) could be instrumental to helping close the…
What Georgia Runoff Results Mean for Biden Retirement Agenda: Slideshow
Introduction With all that happened in the Capitol yesterday, it was a little hard to focus on the…
Trump Names Elad Roisman as New SEC Chair
The Securities and Exchange Commission today announced that President Donald Trump designated Elad L. Roisman as Acting Chairman…
Retirement-Focused ESG Investing Bills Introduced in Congress
Two pieces of retirement-focused legislation intended to protect and increase sustainable investments were introduced in Congress this week…
Faegre Drinker’s Fred Reish Explains the DOL’s Final Fiduciary Rule
The U.S. Department of Labor announced a new exemption for investment advice fiduciaries on Tuesday. Fiduciary expert Fred…
401(k) Plan Provider NWPS Bought by Raymond James
Broker-dealer Raymond James is expanding its retirement services offerings by acquiring independent 401k plan administrator NWPS.