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department of labor
1083 posts
The Value of 3(38), Model Portfolios and Other 401(k) ‘Tools’
Fiduciary best practices help 401(k) sponsors improve governance, compliance, and outcomes while staying ahead of regulations.
401k Fintech Focus: Tips to Ensure the Right Target Date Selection
Forget doing it yourself—American Funds completely incorporates the Department of Labor’s famous five “Tips for ERISA Plan Fiduciaries”…
Why We Might Never Get A Fiduciary Rule
'There is a good possibility, due to significant pushback, that the SEC's version might never fully come to pass,' says Fi360's Blaine Aikin.
How to Best Vet 401(k) Target Date Funds
Target Date Funds demand careful evaluation beyond fees and performance. Learn DOL tips, legal lessons, and best practices for sponsors.
The Intersection of Three Fiduciary Standards of Care
Jason Roberts from Pension Resource Institute explains the three fiduciary standards of care, tracing their origins back to 1975.
DOL Announces Fiduciary Policy After Bombshell Ruling
The Department of Labor will not pursue prohibited transactions claims against fiduciaries “who are working diligently and in…
Fifth Circuit Court Denies Fiduciary Reboot Request
Fiduciary Rule Court Decision marks the end as the Fifth Circuit denies revival, shaping future financial regulations.
Wells Fargo Investigated By DOL Over 401(k) Rollover Practices
The Labor Department is looking into whether Wells Fargo & Co. has steered participants in low-cost corporate 401(k)…
Fiduciary Rule on ‘Life Support,’ SEC Version Might Never Happen: Fi360 Annual Conference
Fi360 executive chairman Blaine Aikin kicked off the firm’s annual conference Wednesday afternoon in San Diego with a…
Clear, Confusing? DOL Likes ESG in 401ks (Sort of)
They like ESG—to a point. The Department of Labor made clear, somewhat, on Tuesday that plan sponsors, advisors…