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1083 posts
How Stable is Stable Value for 401(k)s?
Without a doubt, stable value funds are experiencing a resurgence of sorts in the wake of money market…
Paul Ryan’s Petulant DOL Slam
Does he get points for hyperbole? House Speaker Paul Ryan reacted to news last week of President Obama’s meeting with…
President Obama Meets with 401(k) Fiduciary Rule Advocates
President Barack Obama met with financial regulators Monday to give the Department of Labor’s fiduciary rule a final…
Top Techniques for Making a 401(k) Prospect Your Client
Interested in learning the most effective strategies to turn a 401(k) prospect into a client? Discover them now!
Why IRA Rollovers Matter When a 401(k) Plan Terminates
There are circumstances—mergers, acquisitions, and bankruptcies, among others—that cause companies to reevaluate and, in some cases, terminate their…
SEC, DOL Fought Over 401(k) Fiduciary Rule
The Securities and Exchange Commission and Department of Labor fought mightily over provisions in the fiduciary proposal, discord…
401(k) Advisors: 7 Steps to Not Get Sued
Attorney Jerry Schlichter is on a roll. The managing partner with St. Louis-based Schlichter, Bogard & Denton filed…
How 401(k) Advisors Capitalize on Change
AS PROFESSOR BARBAY SAID in the Rodney Dangerfield classic, Back to School, “There are two types of people…
How (Not) to Get Sued By 401(k) Tort Terror Jerry Schlichter
Industry crusader or sector pariah? Tort terror Jerome Schlichter causes angst and anxiety about long-held 401(k) industry practices,…
How to Crack the ETF Nut in 401(k)s
ETFs in 401(k)s? It’s a question that’s receiving a lot of attention of late, and specifically how—if at…