Browsing Tag
401(k) Advisors
333 posts
A 401(k) advisor is a financial professional specializing in employer-sponsored retirement plans, specifically 401(k)s. They guide plan sponsors (employers) in various aspects, including plan design, investment selection, employee education, and ensuring compliance with regulations like ERISA. They also help plan sponsors fulfill their fiduciary responsibilities.
Broker-Dealers Under Fire from Variety of Sources
We all know it, Cerulli solidifies it. The latest report from the Boston-based research and consulting firm names…
10 Key Features of A ‘Retirement-Ready’ 401(k)
Retirement readiness is all the rage, and defined as financially prepared employees that can retire without lowering their…
September 2017 Top Advisor By Participant Outcomes (TAPO)
A 6-Step Process to Hitting the Retirement Bullseye What could be more important than helping people have the…
How to Reach the Next Level in the 401(k) RFP Process
It’s all about the upgrade—house, phone, and sometimes sadly (or not) spouse. It’s human nature to wanna climb…
401(k) Participants Want Fiduciary Advisors, But …
Fiduciary rule fanfare is getting through to the masses, spurring conversations among consumers about what really constitutes credible…
How to Survive a DOL Audit
Many businesses put a lot of time and effort into initially setting up company retirement plans. Unfortunately, and…
You’re Fired! 401(k) Plan Sponsor Satisfaction with Advisors
Almost a third of 401k plan sponsors are unhappy with their advisors and ripe for the picking, and…
Paris, Plans and Plenty of 401(k) Fun
Join the Excel 401(k) Conference in Vegas for expert insights, networking, and key industry trends tailored for 401(k) advisors.
5 Best Practices for 401(k) Investment Committees
Maintaining an institutional investment program, including the oversight and responsibilities of acting as fiduciary, can be daunting to…
What’s Happening with 401(k) Plan Forfeitures?
As retirement plan advisors know, employer-sponsored plans contain retirement plan forfeitures, which are non-vested employer contributions of terminated…