Browsing Tag
401(k) Advisors
333 posts
A 401(k) advisor is a financial professional specializing in employer-sponsored retirement plans, specifically 401(k)s. They guide plan sponsors (employers) in various aspects, including plan design, investment selection, employee education, and ensuring compliance with regulations like ERISA. They also help plan sponsors fulfill their fiduciary responsibilities.
Keys to Retirement Asset Consolidation and More Advisor ‘Wallet Share’
Keep it simple, stupid. The KISS acronym, while direct, is on point when dealing with investor behavior in…
What, Me Worry? 401(k) Participants Flee to Safety
Capital markets are a leading indicator, a sign of investor confidence in things to come. So what, exactly,…
Investment Fees Continue to Fall, Little Sign of Slowing
The downward trend of investment product fees continues, according to research from Cerulli Associates. The global research and…
Patience and Possibility from the Unlikeliest of Places: Elite Advisor Profile
“I’m my own coach,” Rick Wedge says when asked about working with another person for professional and personal…
How (and Why) to Stay Focused on What’s Important: Elite 401(k) Advisor Profile
Brevity is the soul of wit, and also a key to success for Sam Law with (aptly named)…
Elite RIA firms struggle to expand talent pools
New poll finds most elite RIA firms are not doing enough to expand their talent pools even though they know it is a key to growth.
What are the ‘5 Ws’ of Retirement Planning? 2019 NAPA 401(k) Summit
A myopic focus on finances too often ignores the emotional preparation needed to successfully retire, and it’s a…
The NeverEnding Story—Reg BI and the Latest Fiduciary Folly
Progress on the fiduciary rule has often looked like two steps forward, one step back (or vice versa).…
Hillbilly to Harvard, Ignorance to Inspiration: 2019 Fi360 Conference
Author and historian Tara Westover delivered a subdued, yet powerful, presentation to attendees of Fi360’s annual conference in…
4 Leadership Qualities to Live By: Elite Advisor Profile
An incredibly strong work ethic—yet an equally disciplined work/life balance—makes Robert Scherzer an elite advisor after a relatively…