Browsing Tag
401(k) Audit
5 posts
The Risky Business of Cashing Out Plan Balances Below $1,000
Tom Hawkins exposes the drawbacks for both plan sponsors and participants
‘DOL Audit Defense’ Among Trio of New Services Introduced by Human Interest
401(k) provider focused on SMB market says the new offerings are industry firsts
IRS Announces ‘Pre-Audit’ Retirement Plan Pilot Program
The IRS will determine whether to issue a closing letter or to conduct a limited or full scope audit
401k Plan Management: How to Better Organize Participant Data
It would be wonderful if every 401k plan sponsor maintained meticulous participant data from day one, but that’s…
How to Avoid a DOL 401k Audit
There are many reasons for 401k plan sponsors (and their advisors) to do everything possible to avoid a…