Browsing Tag
401(k) Fiduciary
157 posts
Advisor Attitudes Toward 3(16) Fiduciary Outsourcing Explored in New Study
Pentegra publishes latest research to mark Sunday as 4th annual “3(16) Day”
The Impact Anti-DEI/ESG May Have on Fiduciary Responsibility
To act in the best interests of a client, a fiduciary has a duty to align the client’s goals and objectives with their core values, priorities, and sense of purpose
Key Takeaways to Consider in Wake of American Airlines ESG Opinion
Judge’s recent decision in landmark case gives plenty for plan fiduciaries, sponsors and advisors to think about moving forward
Vast Majority of 401(k)s Have a ‘Red Flag’ Fiduciary or Regulatory Violation: Study
Abernathy-Daley analysis of Form 5500 filings indicate over 600,000 plans at risk
DOL Updates Voluntary Fiduciary Correction Program
Improvements including new self-correction tool help employers, plan officials comply with ERISA and protect workers’ benefits
Judge Finds American Airlines Liable for ESG Investing in 401(k) Plan
Ruling announced today says airline breached its fiduciary duty of loyalty by failing to act solely in the plan’s best financial interests
Groups Urge Supreme Court to Clarify ERISA Litigation Pleading Standards to Combat Surge in Frivolous Suits
Amicus briefs filed asking Court to affirm Second Circuit judgment in Cunningham v. Cornell University which will be heard on Jan. 22
SEC Committee to Discuss Definition of ‘Fiduciary’ Thursday
Panel will seek to clarify who is required to serve in a client’s best interest for investors as courts keep new fiduciary rule from taking effect
Eickman Joins Jason Roberts at Rebranded Fiduciary Law Center
The Retirement Law Group today announces rebrand to FLC and the addition of Matthew Eickman as Chief Legal Officer
Broadridge 360: The Latest Fiduciary Rule, a Convergence, and Refined Client Experiences
The first day of the Broadridge 360 Advisor Summit covered the latest trends surrounding the retirement planning industry