Browsing Tag
401(k) Fiduciary Responsibilities
92 posts
How to Deal with ‘Difficult’ 401k Committee Members: Wealth@wor(k) 2021
'These types of issues are more up-market than down-market, but as we all know, they are increasingly coming down-market'
Cycle 3 Restatement Deadline for 401k Plan Documents Approaching
While deadline looms July 31, 2022, now is the time to make sure plan sponsors are on track to rewrite, approve and adopt plan documents for “Post PPA” restatement cycle
KYC: 5 Common Retirement Plan Committee Traits
Different personalities and styles make for different retirement plan committee meetings, yet a survey by the Plan Sponsor Council…
8 Mistakes to Avoid When Administering a 401k Plan
Between helping patients and running their businesses, physicians are incredibly hard-working individuals. My own advisor practice is dedicated…
Retirement-Focused ESG Investing Bills Introduced in Congress
Two pieces of retirement-focused legislation intended to protect and increase sustainable investments were introduced in Congress this week…
Paychex is Latest to Introduce a Pooled Employer Plan
The “PEP” pool keeps growing. Paychex, Inc. announced Dec. 9 it will be among the first in the…
Jumping into the PEP Pool: Principal Readies Plan for 2021
Now that the Department of Labor has adopted a final rule establishing registration requirements for pooled plan providers,…
‘Getting Back to Normal’ Trumps Dealing with 401ks in Minds of Plan Sponsors
With so much on their plate trying to get their business back to “normal” these days, plan sponsors…
Be a Chef, Not a Cook, When Serving Up a Great 401k Plan
With the help of the Food Network and Hollywood movies, top chefs have become stars in their own…
Reg BI and DOL Fiduciary Rule: Harmonizing Two Rules that Fulfill Lower Standards
Trust law is instructional to ERISA, and the Uniform Prudent Investment Act offers a definition of prudence. Both…