Browsing Tag
401(k) Fiduciary Rule
100 posts
401(k) Rollovers Seriously Affected By Fiduciary Rule: WSJ
401(k) rollovers could slow to a trickle, one of the many consequences of the Department of Labor’s proposed…
March 29, 2016
Clinton Reveals 401(k) Fiduciary View in New York Times Op-Ed
Democratic presidential candidate Hillary Clinton jumped into the fiduciary fray on Monday, outlining her plan to in The…
December 9, 2015
Fiduciary Rule Critics, Former SEC Chairman Levitt Trade Jabs
Artie ain’t happy. Reuters reports on remarks made by Former Securities and Exchange Commission Chairman Arthur Levitt to…
October 1, 2015
More Dems Object to Fiduciary Rule, DOL Begins to Care
The Obama Administration continues to get pushback from its own party over the potential impact the proposed fiduciary…
September 28, 2015
DOL Fiduciary Rule to Cost $4 Billion: FSI
A major critic of the Department of Labor’s proposed fiduciary rule in its current form has undertaken a…
August 18, 2015
Dems Object to Fiduciary Rule, DOL Doesn’t Care
Damn the torpedoes; full speed ahead. Labor Secretary Thomas Perez is moving forward with issuing a final fiduciary rule…
August 13, 2015
AARP Backs a DOL’s Proposed Fiduciary Rule
AARP got their comment letter just under last Wednesday’s deadline, as you knew it would. Little surprise—the nation’s…
July 26, 2015
Supreme Shock: High Court Okays Lawsuit Go-Ahead
It was a procedural ruling that nonetheless caused pandemonium upon its release. On May 18, the U.S. Supreme…
May 21, 2015
Labor Department Opens Public Comment Period on Fiduciary Rule
The Obama Administration sent shock waves through the financial services industry when it announced in late February that…
May 4, 2015
fi360: Industry Professionals Voice ‘Strong Support’ for Fiduciary Standard
Brokers and Investment advisers indicate strong support for the Department of Labor ERISA fiduciary standard, according to a…
May 4, 2015