Browsing Tag
401(k) Fiduciary Rule
100 posts
DOL’s 401k Fiduciary Rule is Not What You Think: GRPAA 2017 Summit
“What is the difference between ERISA 3(38) and 3(21)?” Done Trone asked at the outset of his session…
January 27, 2017
Elizabeth Warren’s Shameful Fiduciary Rule Shakedown
Elizabeth Warren couldn’t be further from a Cagney/Coppola-style capo, but only in physical appearance. Her tactics are quite…
January 24, 2017
What the Heck is Happening With the DOL’s Fiduciary Rule?
Immediately following the inauguration, White House Chief of Staff Reince Priebus issued a memorandum instructing all executive departments and agencies…
January 23, 2017
401k Firms Recive Letters Over Fiduciary Rule
Sen. Elizabeth Warren wants to know how 401k firms and similar financial services companies are handling a possible…
January 19, 2017
Trump’s Department of Labor Pick Puzder Ready to Bail?
Andy Puzder isn’t happy. “President-elect Donald Trump’s choice to be labor secretary has voiced second thoughts in recent…
January 17, 2017
Bill Introduced to Delay 401k Fiduciary Rule
Congressman Joe Wilson introduced a bill Friday to delay the implementation of the DOL’s 401k fiduciary rule (known…
January 6, 2017
3(38), 3(21), 3(16): Do 401k Advisors Really Know the Difference?
(From Issue 4, 2016) “WELL, GOOD LUCK WITH THAT,” Troy Tisue good-naturedly laughs when told we’re attempting to…
December 15, 2016
Fiduciary Rule’s Impact on the Average 401k Participant
Much has now been discussed, many opinions have been offered, and much still stands to be decided when…
December 14, 2016
Is Fiduciary Worth it for 401k Advisors?
Sophie’s choice was probably easier. Cerulli Associates believes the DOL’s fiduciary rule will force advisors to choose between…
December 13, 2016
Who’s Calling for 401(k) Fiduciary Repeal Now?
Sen. Ron Johnson (R-Wis.), chairman of the Senate Homeland Security and Governmental Affairs Committee, asked three top regulators…
December 8, 2016