Browsing Tag
401(k) Fiduciary Rule
102 posts
The 401(k) Fiduciary Rule is a U.S. regulation requiring financial advisors and plan sponsors who manage or recommend retirement accounts to act in the best interests of participants. It holds them to a fiduciary standard, meaning they must avoid conflicts of interest, provide prudent investment advice, and prioritize clients’ financial well-being over their own compensation.
Trump Issues Fiduciary Rule ‘Executive Memorandum,’ Sparking Confusion
UPDATE: According to The Wagner Law Group, President Trump issued an Executive Memorandum Friday afternoon that instructs the DOL…
February 3, 2017
Dems Disgusting ‘Debate’ Over 401(k) Fiduciary Rule: Opinion
The eruption over Trump’s immigration EO has the nation’s refugee policy, airports and cabinet picks in complete chaos. Connecticut…
January 30, 2017
DOL’s 401(k) Fiduciary Rule is Not What You Think: GRPAA 2017 Summit
“What is the difference between ERISA 3(38) and 3(21)?” Don Trone asked at the outset of his session…
January 27, 2017
Elizabeth Warren’s Shameful Fiduciary Rule Shakedown
Elizabeth Warren couldn’t be further from a Cagney/Coppola-style capo, but only in physical appearance. Her tactics are quite…
January 24, 2017
What the Heck is Happening With the DOL’s Fiduciary Rule?
Sources suggest that there will be a separate document issued by the new administration specifically directing the DOL to review the Fiduciary Rule.
January 23, 2017
401(k) Firms Recive Letters Over Fiduciary Rule
Fiduciary Rule Delay prompts Warren to press 401k and financial firms on compliance and consumer protection steps.
January 19, 2017
Trump’s Department of Labor Pick Puzder Ready to Bail?
Andy Puzder isn’t happy. “President-elect Donald Trump’s choice to be labor secretary has voiced second thoughts in recent…
January 17, 2017
Bill Introduced to Delay 401(k) Fiduciary Rule
Congressman Joe Wilson introduced a bill Friday to delay the implementation of the DOL’s 401(k) fiduciary rule (known…
January 6, 2017
3(38), 3(21), 3(16): Do 401k Advisors Really Know the Difference?
(From Issue 4, 2016) “WELL, GOOD LUCK WITH THAT,” Troy Tisue good-naturedly laughs when told we’re attempting to…
December 15, 2016
Fiduciary Rule’s Impact on the Average 401(k) Participant
DOL 401(k) fiduciary rule aims to boost savings, protect investors, and ensure advisors focus on participants’ financial health.
December 14, 2016