Browsing Tag
401(k) Fiduciary Rule
95 posts
Manning & Napier Launches ‘Evolutionary Fiduciary’ Campaign
401k advisors certainly have their pick when choosing the resources to deal with the DOL’s fiduciary rule. Manning…
November 15, 2016
Will Donald Trump Kill the 401(k) Fiduciary Rule?
401(k) advisors racing to understand and implement the DOL’s Conflict of Interest Rule (known colloquially as the 401k…
November 10, 2016
NAFA to Appeal Decision on 401k Fiduciary Rule
They’re annuity providers, and they’re not gonna take this lying down. The National Association for Fixed Annuities (NAFA)…
November 8, 2016
Decision Announced in NAFA’s 401k Fiduciary Court Challenge
“The Court will deny NAFA’s motions for a preliminary injunction and summary judgment.” With that, U.S. District Judge…
November 5, 2016
SkyBridge’s Scaramucci Slams Fiduciary Rule, Elizabeth Warren
It’s safe to say “The Mooch” doesn’t think much of Elizabeth Warren. “She’s the one person in Washington…
November 1, 2016
New ‘Plan’ to Calm Fiduciary Rule Angst
Six months is all you’ve got. With the impending date of the DOL Fiduciary Rule less than six…
November 1, 2016
Massachusetts Advisors Fail 401k Fiduciary Test
At least they’ve still got Tom Brady. A new survey from the Massachusetts Securities Division finds most advisors…
October 28, 2016
401(k) Rollovers Seriously Affected By Fiduciary Rule: WSJ
401(k) rollovers could slow to a trickle, one of the many consequences of the Department of Labor’s proposed…
March 29, 2016
Clinton Reveals 401(k) Fiduciary View in New York Times Op-Ed
Democratic presidential candidate Hillary Clinton jumped into the fiduciary fray on Monday, outlining her plan to in The…
December 9, 2015
DOL Fiduciary Rule to Cost $4 Billion: FSI
A major critic of the Department of Labor’s proposed fiduciary rule in its current form has undertaken a…
August 18, 2015