Browsing Tag
401(k) Fiduciary Rule
100 posts
FSI Members Strongly Support 401k Fiduciary Rule Repeal
Granted, it’s an advocacy organization for independent broker-dealers, but the Financial Services Institute (FSI) released a survey of…
DOL and 401k Issues Under Trump: What Happens Now?
In an outcome that very few predicted, President-elect Donald Trump built a coalition of voters that outperformed polling…
Manning & Napier Launches ‘Evolutionary Fiduciary’ Campaign
401k advisors certainly have their pick when choosing the resources to deal with the DOL’s fiduciary rule. Manning…
Will Donald Trump Kill the 401(k) Fiduciary Rule?
401(k) advisors racing to understand and implement the DOL’s Conflict of Interest Rule (known colloquially as the 401k…
NAFA to Appeal Decision on 401k Fiduciary Rule
They’re annuity providers, and they’re not gonna take this lying down. The National Association for Fixed Annuities (NAFA)…
Decision Announced in NAFA’s 401k Fiduciary Court Challenge
“The Court will deny NAFA’s motions for a preliminary injunction and summary judgment.” With that, U.S. District Judge…
SkyBridge’s Scaramucci Slams Fiduciary Rule, Elizabeth Warren
It’s safe to say “The Mooch” doesn’t think much of Elizabeth Warren. “She’s the one person in Washington…
New ‘Plan’ to Calm Fiduciary Rule Angst
Six months is all you’ve got. With the impending date of the DOL Fiduciary Rule less than six…
Massachusetts Advisors Fail 401k Fiduciary Test
At least they’ve still got Tom Brady. A new survey from the Massachusetts Securities Division finds most advisors…
Top Leaders Bogle, Benna, Others Sound Off Exclusively to 401(k) Specialist on Fiduciary Rule Fallout
“The fiduciary standard as currently written only applies to retirement advisors and investors, but it should apply to…