Browsing Tag
401(k) Fiduciary
150 posts
Perez Touts 401k Fiduciary Rule Legacy
A final (and lengthy) memo from Labor Secretary Tom Perez just weeks before a new administration recounts the…
What Will ‘Impact’ An Advisor’s 401k Fiduciary Obligations?
There is no doubt about the strong growth in assets deployed to impact investing—up 76 percent from 2012…
401k-to-IRA Rollover Drought?
(From Issue 4, 2016) Tsunami, cyclone, hurricane, wave—pick a meteorological metaphor, but it was only last year that…
Manning & Napier Launches ‘Evolutionary Fiduciary’ Campaign
401k advisors certainly have their pick when choosing the resources to deal with the DOL’s fiduciary rule. Manning…
5 Choices for Trump with 401k Fiduciary Rule
With the retirement industry in mid-stride gearing up to comply with the Department of Labor’s conflict-of-interest (fiduciary) guidance,…
No. 1 Reason 401(k) Plan Sponsors Are Hiring Advisors
As if we needed more evidence of the fiduciary rule’s impact on the 401(k) industry, now comes word…
Another Fund Company Hit With 401k Fiduciary Suit
“The four most dangerous words in investing are, it’s different this time.” Sir John Templeton’s famous quip might…
401k Fiduciary: Look Who’s Getting Sued Now
We’re pretty sure the Vatican is next on his list. In somewhat of a shift in strategy, or rather…
The Increasing Importance of 401k Fiduciary Insurance Coverage
It’s critically important for plan sponsor clients of 401(k) advisors to understand what fiduciary insurance is and what…
New Checklist to Aid with 401(k) Fiduciary Issues
Insurance consulting and brokerage powerhouse Lockton is helping to quell some of the confusion surrounding the recent DOL…