Browsing Tag
401(k) Fiduciary
150 posts
American Century Sued By Employees Over 401(k) Plan
Transamerica, Ameriprise Financial, MassMutual and now American Century. Financial services and mutual fund companies are increasingly the targets…
Dems Block GOP 401(k) Fiduciary Attack
Largely lost among the Democrat party’s sit-in over expanded gun control laws was news that they were also…
A DOL 401(k) Fiduciary Rule Right Out of Hollywood
The DOL’s fiduciary standards have not changed the rules. They’ve sharpened the teeth of enforcement by removing the…
401(k) Fee Fighter Jerry Schlichter Settles Another Case
Notch another win for star attorney Jerry Schlichter. The nemesis of Boeing, Lockheed Martin, Edison International and the…
President Obama Vetoes 401(k) Fiduciary Kill Bill
President Obama on Wednesday vetoed a congressional resolution to block the Department of Labor’s final fiduciary rule. “Because…
Avoid the 3 ‘Fs’ of 401(k) Financial Advice
Ask Grant Arends about opportunities and challenges in the 401(k) space, and you’ll get an earful. The president…
Where to Find Help with ERISA 3(16) 401(k) Fiduciary Responsibilities
For many employers, retirement plans are an important employee benefit. Not only are 401(k) plans key for employee…
Lawsuit Filed to Block DOL’s 401(k) Fiduciary Rule
In a surprise to no one anywhere, a number of financial services and 401(k) industry lobbying organizations have…
Fidelity Sued (Again) Over Alleged 401(k) Fiduciary Breach
The latest case to throw cold water on 401(k) fees involves Delta Airlines, Fidelity Investments, and (of all…
5 Imperatives That Can Make or Break a 401k Plan
The devil is in the details—this common phrase couldn’t be more relevant than it is in the context…