Browsing Tag
401(k) Fiduciary
150 posts
401k Fiduciary: Critical Responsibilities and Duties
401k fiduciary …what the heck does that even mean? If you’re responsible for any aspect of the 401k…
401k CITs and a ‘Seismic Shift’ in Competitive Differentiation
How to get a checklist to ensure you really are a professional fiduciary.
Does Anyone Really Understand 3(16) Fiduciary Services?
It’s tough enough raising awareness and adoption of ERISA 3(38) and 3(21) services among plan sponsors and 401k…
Why the SEC Will Never Enact a Meaningful Fiduciary Standard
I continue to enjoy reading analyses on the SEC’s Best Interest proposal. These are analyses from industry leaders,…
New Fiduciary 3(38) Investment Advisory Service Announced
The ongoing fiduciary frenzy has 3(38) services in high demand, and Shelton Capital Management is responding with two…
Danger: Don’t Judge a Fund By its Active/Passive Label
Contrary to the beliefs of (too) many advisors, selecting funds for a fiduciary account based solely on their active…
Divine Regulation: God Wants Fiduciary Rule, Pope Says
Talk about great PR. The pope took time to weigh in on the world’s financial system, sounding off…
How to Truly Measure the Value of a Fiduciary
Peter Drucker famously said, “What gets measured, gets managed.” In the 401k industry, it might be more appropriate…
Drinker Biddle’s Fred Reish: What’s Next in the 401k Fiduciary Fight?
We try our best to keep up. With all that’s happening, it ain’t easy. This interviewed…
401k Plan Sponsors in Desperate Need of Fiduciary Know-How: Fi360 Annual Conference
Ensuring that Americans are able to retire with dignity (and sustain that dignity throughout retirement) begins with helping…