Browsing Tag
401(k) Fiduciary
150 posts
Fiduciary Rule on ‘Life Support,’ SEC Version Might Never Happen: Fi360 Annual Conference
Fi360 executive chairman Blaine Aikin kicked off the firm’s annual conference Wednesday afternoon in San Diego with a…
Secretary Galvin Slams SEC Fiduciary Rule ‘Fail’
High-profile regulator and Massachusetts Secretary of Commonwealth William Galvin pulled no punches in his view of the SEC’s…
SEC Finally Proposes Fiduciary Rule Revamp
The Securities and Exchange Commission voted to propose its own widely-watched and long-awaited version of a fiduciary standard “to…
401k Target Date CITs with ‘Built In’ Fiduciary Monitoring
Combine TDFs, CITs and fiduciary responsibility and it’s sure to get 401k advisor attention. Manning & Napier announced…
DOL Settles with ‘Fiduciary Firm’ Over $16 Million 401k Fraud
It would seem companies with “fiduciary” in their name or professional description have trouble understanding the word. On…
DOL Officially Delays Fiduciary Rule
After an initial balk, the Department of Labor is on board with an 18-month delay of the fiduciary…
Pension ‘Twins’ Team for Better 401k Fiduciary Preparedness
Fiduciary compliance is of course all the rage (and concern) for 401k advisors, and two well-known firms have…
Advisors Must Up Their Game in New Fiduciary Rule Era
Todd Timmerman didn’t mince words in Monday’s presentation at Excel 401k: The Advisors’ Conference about how advisors can…
Fiduciary Rule Kill Bill Clears Hurdle
The House Financial Services Committee gave its stamp of approval to the latest attempt to block the Department…
Two Tech Bigs Team for ‘Digital 401(k)’ Experience
FinTech giants Vestwell and Riskalyze announced a new joint offering at the Fearless Investing Summit in Lake Tahoe on Thursday.…