Browsing Tag
401(k) Fiduciary
150 posts
Is DOL Already Backing Away from 401k Fiduciary Enforcement?
Big fiduciary news—and could signal a broader DOL policy shift under President Trump. While normally bullish on filing…
DOL in Open Revolt Over Fiduciary Rule Delay
Russia, immigration, health care—Trump has bigger fish to fry, so don’t expect much movement with the fiduciary rule one way…
The Fiduciary Rule Delay is Really Bad – Here’s Why
ERISA expert Ary Rosenbaum clues us in on why (he believes) this is the best the industry will…
How Does Fi360 ‘Score’ with Academia?
Not that it necessarily needed it, but Fi360 just got more academic heft. New analysis conducted by the…
The 3(38) Fiduciary Service Challenge Ahead
Why 3(38), 3(21) and 3(16) services are more important than ever, and why advisors are so confused about…
Make 401ks Great Again: Top Trump Advisor Scaramucci Sounds Off
Talk about the ‘it’ man of the moment—the Mooch is in demand. December saw Anthony Scaramucci center ring…
401k Fees (Slowly) Resonating With Public
Industry attention is all over 401k fees — and fiduciary — but what about the general public? Despite recent…
Charles Schwab Hit with 401k Lawsuit, With a Twist
Charles Schwab Corp. is the latest company to be hit with a lawsuit over their 401k fiduciary responsibilities…
Top Issue Currently ‘Reshaping’ 401(k)s
If anyone’s surprised, they’ve been asleep for quite a while. Research and consulting bigwig Callan Associates is out with…
Prudential Lawsuit a Lesson in 401k Fiduciary Services
Call it a lesson in the difference between 3(38), 3(21) and 3(16) fiduciary services when dealing with 401k plans. A…