Browsing Tag
401(k) Regulation
121 posts
Fiduciary Rule Killing Annuity Sales
Despite continual delays for full implementation, the fiduciary rule is having an impact, particularly in the area of…
November 29, 2017
Experts to Tackle Reg Ridiculousness in 401k Space: New England Wealth & Retirement Conference
Does anybody want to sound off on what’s happening in Washington? The fiduciary rule, litigation, contribution limit cuts?…
November 2, 2017
Feds Raid Dallas-Based ‘Professional Fiduciary’
The FBI raided Vantage Benefits Administrators, a Dallas-based “TPA, recordkeeper and professional fiduciary.” The Dallas Morning News reports…
October 31, 2017
RiXtrema Releases DOL Fiduciary Rule Checklist
Risk management tools and analysis provider RiXtrema released its DOL Fiduciary Rule Checklist on Tuesday, in which advisors…
October 3, 2017
High Fees Flourish When Good 401k Advisors Do Nothing
Here’s how the great Bill Geist once introduced a segment on “CBS Sunday Morning:” “While police and social…
August 21, 2017
Treasury Discontinues myRA Retirement Saving Program
The Treasury Department announced on Friday that it will begin to wind down the myRA retirement saving program…
July 28, 2017
CITs Rise in Face of 401k Fee Litigation
Those boring, staid and completely effective collective investment trusts are enjoying a resurgence of late, the likely result…
July 7, 2017
DOL Opens Fiduciary Rule RFI Comment Period
Like Sooners jumping the rope, the rush is on. The Department of Labor’s Request for Information regarding the…
July 6, 2017
3 Areas of Focus for Future 401(k) Growth
State Street’s gotten quite a bit of mileage from “Fearless Girl” recently, but here’s a bit of trivia…
July 3, 2017
How Do 401k Plan Sponsors Feel About Tax Reform?
Go figure—employers with 401k plans don’t want contribution limits reduced. To pass a plan to lower taxes, Congress…
June 22, 2017