Browsing Tag
Department of Labor (DOL)
478 posts
FSI, SIFMA Join Lawsuit Against Fiduciary Rule; CFP Board Backs It in Separate Suit
Filings opposing and supporting the rule are in response to two separate lawsuits challenging rule currently set to take effect in September
July 1, 2024
Fiduciary Rule Update: Hearings, Lawsuits and Compliance Prep
With just 3 months until the DOL’s Retirement Security Rule is scheduled to become effective, here’s a look at some of the latest developments
June 25, 2024
Too Much Information: Group Says DOL Overreaches with ‘Lost and Found’ Database
ERISA Industry Committee demands scaling back of data needed for SECURE 2.0-mandated database set to go live by end of year
June 20, 2024
Jerry Schlichter Preps Advisors for Fiduciary Rule Changes
The DOL’s new fiduciary rule is scheduled to become effective in September, and retirement plan advisors and plan…
June 10, 2024
Nine Insurance Trade Groups Sue DOL Over Fiduciary Rule
The lawsuit is the second since the DOL announced its new rule in April
May 28, 2024
FACC Files Second Lawsuit Against DOL Fiduciary Rule
FACC's new lawsuit aims to halt the DOL from applying its rule until the first case is resolved
May 22, 2024
Broadridge 360: Challenges and Opportunities in the New Fiduciary Marketplace
Jason Roberts of Pension Resource Institute discusses how the DOL’s latest fiduciary rule will impact seasoned and emerging professionals
May 20, 2024
DOL Opens Abandoned Plan Program to Retirees of Bankrupt Companies
The changes would make it easier for Chapter 7 bankruptcy retirees to terminate, wind up and distribute retirement benefits
May 16, 2024
House, Senate Resolutions Introduced to ‘Disapprove’ DOL Fiduciary Rule
Resolution of disapproval under the Congressional Review Act filed today seeks to invalidate final rule set to take effect in September
May 15, 2024
Fred Reish Unpacks the DOL’s New Fiduciary Rule
Noted ERISA attorney Fred Reish Esquire, Partner at Faegre Drinker, shares his thoughts on some of the rule’s…
May 13, 2024