Browsing Tag
Department of Labor (DOL)
480 posts
Fred Reish: SEC Best Interests . . . When? And What About the DOL
The Regulatory Agendas for the U.S. Securities and Exchange Commission (SEC) and Department of Labor (DOL) were recently issued.…
So, About Those Proposed 401k MEP Regulations …
The Department of Labor (DOL) issued proposed regulations (the “Proposal”) on October 22, 2018, that represent the first…
Can States Enact Their Own Fiduciary Rules?
Who will fill the vacuum left by the demise of the Fiduciary Rule? Industry professionals and practitioners have…
Fiduciary Rule or Not, This Makes Sense—2018 Excel 401(k): The Advisors’ Conference
“How many of you are absolutely sick to death of hearing about the fiduciary rule?” Kimberly Shaw Elliott…
New DOL Rules Do Little for Open MEPs: Opinion
The Department of Labor (DOL) killed off what we call open multiple employer plans (MEP) six years ago. It…
DOL to Introduce New Fiduciary Rule
The never-ending story of the Department of Labor’s efforts to implement and enforce a fiduciary rule could soon…
Fred Reish: DOL Wants to Audit …Now What?
It’s always unpleasant when a TPA gets a call or a letter from the Department of Labor (DOL)…
Brokerage Windows in 401(k) Plans: Do Fiduciaries Have to Look Inside?
Many participant-directed 401(k) plans these days include a self-directed brokerage window option as a way to supplement the…
5 Ways to Help 401k Plan Sponsors Steer Clear of Lawsuits
Retirement plan sponsors have a continuing fiduciary duty to plan participants in a defined contribution plan. Navigating the…
DOL to Determine Auto Portability’s Fate
Research has conclusively demonstrated that retirement savings portability dramatically reduces 401k cashout leakage, preserves retirement savings and reduces…