Browsing Tag
Department of Labor (DOL)
480 posts
What the New Form 5500 Means for 401k Advisors
While the precise nature of any changes and the timing of implementation have yet to be finalized, proposals…
Pension ‘Twins’ Team for Better 401k Fiduciary Preparedness
Fiduciary compliance is of course all the rage (and concern) for 401k advisors, and two well-known firms have…
Advisors Must Up Their Game in New Fiduciary Rule Era
Todd Timmerman didn’t mince words in Monday’s presentation at Excel 401k: The Advisors’ Conference about how advisors can…
Just Who is Trump DOL Nominee Preston Rutledge?
President Trumps’s nomination of Preston Rutledge has many outside the Beltway rightly wondering just who Rutledge is, and…
What to do About Missing 401k Participants
In early October, the American Benefits Council delivered a letter to the Department of Labor, urging the DOL to…
Fiduciary Rule Kill Bill Clears Hurdle
The House Financial Services Committee gave its stamp of approval to the latest attempt to block the Department…
Two Tech Bigs Team for ‘Digital 401(k)’ Experience
FinTech giants Vestwell and Riskalyze announced a new joint offering at the Fearless Investing Summit in Lake Tahoe on Thursday.…
RiXtrema Releases DOL Fiduciary Rule Checklist
Risk management tools and analysis provider RiXtrema released its DOL Fiduciary Rule Checklist on Tuesday, in which advisors…
Opponents Fight Fiduciary Rule With (Another) Block Attempt
Nevertheless, she persisted. Congresswoman Ann Wagner, R–Missouri, is attempting to block full implementation of the fiduciary rule, and…
How to Survive a DOL Audit
Many businesses put a lot of time and effort into initially setting up company retirement plans. Unfortunately, and…