Browsing Tag
DOL Fiduciary Rule
92 posts
The DOL Fiduciary Rule is a U.S. Department of Labor regulation that requires financial advisors and brokers who provide investment advice on retirement accounts (like IRAs and 401(k)s) to act in their clients’ best interests. It expands the definition of “fiduciary” under ERISA, aiming to reduce conflicts of interest, increase transparency, and protect investors from biased advice driven by commissions or fees.
Fiduciary Rule Stayed a Second Time in Texas
Stay issued on Friday means DOL’s embattled Retirement Security Rule will not take effect in September as originally scheduled while challenges play out in courts
Texas Judge Puts DOL Fiduciary Rule on Ice
Preliminary injunction granted late Thursday means controversial Retirement Security Rule will not be implemented as scheduled in September
Republican Congressmen Rail Against Biden Administration’s Fiduciary Rule
Rep. Rick Allen, Sen. Ted Budd post op-ed urging support for their Congressional Review Act resolution to overturn the DOL’s controversial rule
Fiduciary Rule Fate Clouds in Wake of SCOTUS Chevron Doctrine Ruling
With Chevron doctrine thrown out, courts—not agencies—have more leeway to interpret statutory provisions and challenges to rulemaking are ramping up
FACC Files Second Lawsuit Against DOL Fiduciary Rule
FACC's new lawsuit aims to halt the DOL from applying its rule until the first case is resolved
Broadridge 360: Challenges and Opportunities in the New Fiduciary Marketplace
Jason Roberts of Pension Resource Institute discusses how the DOL’s latest fiduciary rule will impact seasoned and emerging professionals
DOL Fiduciary Rule Hit with First Lawsuit
The lawsuit filed by the FACC says the DOL violated the Fifth Circuit's previous 2018 verdict that had vacated the 2016 fiduciary rule
Breaking Down the Basics: DOL Fiduciary Rule
A webinar hosted by Endeavor Retirement discussed what advisors need to know about the DOL's final fiduciary rule
DOL Final Fiduciary Rules Could Resolve Conflicting Interests in Target Date Funds
Ron Surz warns TDF participants will be the big losers in the next market correction—unless they start using personalized target date accounts
Capitol Hill Fiduciary Rule Reaction: Praise and Ridicule
Of those speaking out about it, Democrats in favor while Republicans vow to fight the controversial final regulation