Browsing Tag
DOL fiduciary rule
82 posts
DOL Fiduciary Rule Sent to OMB, But is it Too Late?
The Office of Management and Budget has received the Department of Labor’s fiduciary rule, known officially as Improving…
EBSA Head Defends Agency Amid Recent Regulatory Controversies
Jeanne Klinefelter Wilson, acting assistant secretary for the Employee Benefits Securities Administration at the Department of Labor took…
DOL Sets Sept. 3 Hearing for Controversial Fiduciary Rule Proposal
After rejecting earlier calls for a hearing on its controversial fiduciary rule proposal from Democratic lawmakers as well…
DALBAR Warns of Hidden Burdens Related to Rollovers in New DOL Rule
Could the Department of Labor have underestimated the compliance costs that would be associated with its proposed regulation…
Fake Fiduciary Rule Comments Spur Senators to Question DOL’s Scalia
A trio of Senators recently sent a letter to Secretary of Labor Eugene Scalia pressing him to outline…
2020 Democratic Platform Draft: Bye-Bye Reg BI?
The SEC’s controversial “Regulation Best Interest,” which took effect June 30, would likely be struck down in 2021…
Latest DOL, SEC Regulations Draw Consumer Group Ire
The Consumer Federation of America is not at all happy with goings-on at the Department of Labor or…
Department of Labor Proposes ‘New’ Fiduciary Rule
The Department of Labor said Monday that it will propose a new fiduciary standard based on a temporary…
Campbell, Reish: Will We Get a DOL Fiduciary Rule Reboot?
As you may know, the Department of Labor has included the proposal of a new fiduciary rule on…
Massachusetts Moves Forward with State Fiduciary Standard
The Bay State isn’t waiting for next month’s third try at a fiduciary standard from the Department of…