Browsing Tag
DOL fiduciary rule
81 posts
EBSA Head Defends Agency Amid Recent Regulatory Controversies
Jeanne Klinefelter Wilson, acting assistant secretary for the Employee Benefits Securities Administration at the Department of Labor took…
September 13, 2020
DOL Sets Sept. 3 Hearing for Controversial Fiduciary Rule Proposal
After rejecting earlier calls for a hearing on its controversial fiduciary rule proposal from Democratic lawmakers as well…
August 24, 2020
DALBAR Warns of Hidden Burdens Related to Rollovers in New DOL Rule
Could the Department of Labor have underestimated the compliance costs that would be associated with its proposed regulation…
August 20, 2020
Fake Fiduciary Rule Comments Spur Senators to Question DOL’s Scalia
A trio of Senators recently sent a letter to Secretary of Labor Eugene Scalia pressing him to outline…
August 17, 2020
2020 Democratic Platform Draft: Bye-Bye Reg BI?
The SEC’s controversial “Regulation Best Interest,” which took effect June 30, would likely be struck down in 2021…
July 27, 2020
Latest DOL, SEC Regulations Draw Consumer Group Ire
The Consumer Federation of America is not at all happy with goings-on at the Department of Labor or…
July 2, 2020
Department of Labor Proposes ‘New’ Fiduciary Rule
The Department of Labor said Monday that it will propose a new fiduciary standard based on a temporary…
June 29, 2020
Campbell, Reish: Will We Get a DOL Fiduciary Rule Reboot?
As you may know, the Department of Labor has included the proposal of a new fiduciary rule on…
March 9, 2020
Massachusetts Moves Forward with State Fiduciary Standard
The Bay State isn’t waiting for next month’s third try at a fiduciary standard from the Department of…
November 29, 2019
Reg BI Lawsuit: 8 Attorneys General Sue SEC
It was only a matter of time before a lawsuit would be filed against the Securities and Exchange…
September 10, 2019