Browsing Tag
DOL fiduciary rule
81 posts
David Reich on LPL’s Response to 401k Fiduciary Rule
How should financial wellness be defined, where are we headed in 401(k) tech, and why aren’t we sick…
October 13, 2016
Four Areas of 401(k) Focus for the Insured Retirement Institute in 2016
The Insured Retirement Institute isn’t happy with the DOL’s fiduciary proposal, and has dedicated a large portion of…
January 17, 2016
How Will Fiduciary Rule Impact E&O Coverage?
This isn’t your parents’ E&O insurance. Worries over the exposure that could result from the Department of Labor’s…
December 10, 2015
A New Twist in the 401(k) Fiduciary Fight?
And so it begins. The effects of the Department of Labor’s Interpretive Bulletin 2015-01, released on Oct. 26,…
November 24, 2015
House Members Working on Bipartisan Alternative to DOL Proposal
More trouble on the DOL fiduciary front (or not, depending on your perspective). A group of lawmakers in…
November 9, 2015
Passive Boom: $1 trillion Could Move to Index Funds if Fiduciary Rule Implemented
Here’ another reason to love or hate the Department of Labor’s fiduciary rule (depending on one’s perspective). Reuters…
November 3, 2015
Fiduciary Fight: Bill to Block DOL Rule Passes House Committee
A major step in blocking the DOL’s proposed fiduciary rule occurred Wednesday, when the House Financial Services Committee…
October 2, 2015
Fiduciary Rule Critics, Former SEC Chairman Levitt Trade Jabs
Artie ain’t happy. Reuters reports on remarks made by Former Securities and Exchange Commission Chairman Arthur Levitt to…
October 1, 2015
Cost Estimate of DOL Fiduciary Proposal Wrong: SBA
Is there revolution in the ranks? In the flood of comments letters from interested stakeholders on the DOL fiduciary…
July 29, 2015
AARP Backs a DOL’s Proposed Fiduciary Rule
AARP got their comment letter just under last Wednesday’s deadline, as you knew it would. Little surprise—the nation’s…
July 26, 2015