Browsing Tag
ERISA 3(38)
44 posts
TAG and Two West Team for ERISA 3(38) Fiduciary Services
Two West Advisors and TAG Resources have joined together to develop a contract arrangement that allows Two West…
Top 401(k) Fraud Story of 2018: Awful Ohio Embezzlement
An industry obstacle to higher 401(k) participation is the worry on the part of employees that their salary…
Fred Reish: More on What ‘Best Interest’ Really Means (In the Real World)
In my last two posts (Bests No. 9and No. 10), I discussed the definition of the Best Interest standard…
More Solutions Simplify Small-Biz 401(k)s
Small Business 401(k) solutions from MassMutual offer affordable pricing, fiduciary support, and turnkey plans with Aviator and Aviator Pro
How to Get a ‘Fiduciary Immunization’ Shot in the Arm
Any advisor who isn’t intimately familiar with (at least) the term “fiduciary” has been living under a rock…
New Fiduciary 3(38) Investment Advisory Service Announced
3(38) Fiduciary Services from Shelton Capital enhance retirement plan support, offering fiduciary oversight and expert management for 401(k) plans.
New Service Will Aid in 401(k) Fiduciary Advisor Search
401(k) advisor search service helps plan sponsors meet ERISA fiduciary duties when selecting and monitoring investment advisors.
Why We’re Back to ‘Square One’ With 401(k) Fiduciary
Fiduciary responsibilities in financial services, with insights from Dick Friedman on risks, roles, and retirement plan management.
The Value of 3(38), Model Portfolios and Other 401(k) ‘Tools’
Fiduciary best practices help 401(k) sponsors improve governance, compliance, and outcomes while staying ahead of regulations.
How to Kick 401(k) Fiduciary Duties Up a Notch
Retirement Plan Analytics is set to roll out Fiduciary-Plus, a plan management (as opposed to a platform management) tool that provides 3(38) services and so much more.