Browsing Tag
ERISA 3(38)
42 posts
Fred Reish: More on What ‘Best Interest’ Really Means (In the Real World)
In my last two posts (Bests No. 9and No. 10), I discussed the definition of the Best Interest standard…
More Solutions Simplify Small-Biz 401ks
Less talk, more action. MassMutual isn’t waiting on further retirement rhetoric from Congress and the White House. Instead…
How to Get a ‘Fiduciary Immunization’ Shot in the Arm
Any advisor who isn’t intimately familiar with (at least) the term “fiduciary” has been living under a rock…
New Fiduciary 3(38) Investment Advisory Service Announced
The ongoing fiduciary frenzy has 3(38) services in high demand, and Shelton Capital Management is responding with two…
New Service Will Aid in 401k Fiduciary Advisor Search
Need a credible 401k advisor to assist plan sponsors in their fiduciary duties to participants? There’s an app…
Why We’re Back to ‘Square One’ With 401k Fiduciary
The video is an interview with Dick Friedman from Iron Financial during the 2018 Nuveen Leadership Council in…
The Value of 3(38), Model Portfolios and Other 401(k) ‘Tools’
Craig Rosenthal, Senior Vice President at Fiduciary Benchmark doesn’t mince words. During our interview at the Excel 401k…
How to Kick 401k Fiduciary Duties Up a Notch
When regular old fiduciary doesn’t get it done, there’s this. Retirement Plan Analytics is set to roll out Fiduciary-Plus,…
Bringing Balance Back to Business—One 401k Advisor’s Time Management Tightrope
A guy named Tony Powers has gotta be an elite advisor—his name just screams success, like Richie Rich…
What are 401k ‘Shadow Fiduciaries’ and Why Should You Care?
Not that we didn’t already know, but institutional reinforcement is always welcome. The latest research from Cerulli Associates finds…