Browsing Tag
ERISA 3(38)
44 posts
Bringing Balance Back to Business—One 401k Advisor’s Time Management Tightrope
A guy named Tony Powers has gotta be an elite advisor—his name just screams success, like Richie Rich…
What are 401k ‘Shadow Fiduciaries’ and Why Should You Care?
Not that we didn’t already know, but institutional reinforcement is always welcome. The latest research from Cerulli Associates finds…
Feds Raid Dallas-Based ‘Professional Fiduciary’
The FBI raided Vantage Benefits Administrators, a Dallas-based “TPA, recordkeeper and professional fiduciary.” The Dallas Morning News reports…
Two Tech Bigs Team for ‘Digital 401(k)’ Experience
FinTech giants Vestwell and Riskalyze announced a new joint offering at the Fearless Investing Summit in Lake Tahoe on Thursday.…
The Risk of 3(38) Fiduciary ‘Flexibility’
Most plan sponsors engage a fiduciary 3(38) investment manager because they do not have the required expertise. Here's what we mean.
T. Rowe, Mesirow Make Big 401k Fiduciary Announcement
The “3s”—meaning 16, 21 and 38—are all the rage at the moment, and for good reason. Fiduciary regulation…
Nationwide Goes Big With 401(k) Fiduciary Services Addition
Nationwide is teaming with IRON Financial to provide 3(21) investment fiduciary services. Nationwide claims it allows for retirement…
Are 401(k) Advisors Finally Getting 3(38), 3(21) and 3(16)?
The need has never been more important in the 401(k) space. So why don’t more advisors get it?…
The 3(38) Fiduciary Service Challenge Ahead
Why 3(38), 3(21) and 3(16) services are more important than ever, and why advisors are so confused about…
4 Key Areas That Risk 3(16) Fiduciary Failure: 2017 NAPA 401k Summit
Confusion still reigns over 3(38), 3(21) and 3(16), but The Standard is here to help. The Portland, Oregon-based…