Browsing Tag
Faegre Drinker Biddle & Reath LLP
17 posts
SEC Issues Risk Alert on Best Execution: Drinker Biddle
The risk alert identifies common deficiencies relating to advisors’ compliance with their best execution obligations under the Investment Advisers Act of 1940.
Drinker Biddle: 6 Critical Questions About 401(k) Loans
This a friendly reminder to pass on to your plan sponsor clients: even if your 401(k) or 403(b)…
Drinker Biddle’s Fred Reish: What’s Next in the 401(k) Fiduciary Fight?
We try our best to keep up. With all that’s happening, it ain’t easy. This interviewed…
401(k) Advisors, Check Your Anti-Annuity Bias
Too many 401(k) advisors, and financial advisors in general, treat annuities as a four-letter word, but they might…
Fiduciary Expert Reish’s Take on DOL ‘Duty to Monitor’
We don’t know if they’re gems, but they’re certainly hidden, and fiduciary giant Fred Reish is out to…
Aikin, Reish Sound off on 401(k) Fiduciary Rule
Little surprise, 401(k) advisors are split over the fiduciary rule—some like it, some don’t. Pioneer Investments polled attendees…
2016 401k Summit: Music City Madness with a Bit of Fiduciary Fun
The Department of Labor’s final fiduciary rule is sure to be top of mind (and subject matter) at…