Browsing Tag
Fiduciary
618 posts
Being a fiduciary means acting on behalf of another person or entity and having a legal and ethical obligation to put their interests above your own. Essentially, a fiduciary is entrusted with the responsibility to make decisions and manage assets in a way that benefits their client, not themselves. This relationship is built on trust and confidence, requiring the fiduciary to act with utmost good faith, care, and loyalty.
Top 3 Areas of RIA Service Expansion: Cerulli
'To preserve profitability levels as they add services, advisors can either adjust their fees upward or implement alternative pricing structures'
George Fraser’s TAPO Redux: Where Are They Now?
'It’s the most important thing we do and something of which I am immensely proud'
February TAPO Rodney Balbuena on Tripling Blue Collar Deferral Rates in Five Years
SageView Advisory Group’s Rodney Balbuena is a bilingual 401(k) advisor in Southern California who also happens to be…
401(k) Market Minute: Participant Reaction to the Ukraine Crisis and DOL Investigation into a Major Company Plan
Like most of the country, our thoughts are with the people of Ukraine, and the crisis that continues…
ESG Funds’ Lack Truth in Labeling: Study
94 funds had 'ESG' in their names yet 60 of those earned a 'D' or an 'F' on one or more ESG criteria
HUB and Hueler Announce Partnership to Boost 401(k) Income Solutions
‘It’s a process, not a product,’ says HUB’s Barbara Delaney, ‘and one that’s prudent.’
IRS Finally Clarifies 401(k) RMD Calculations in Proposed Rule
Commenters are “strongly encouraged” to submit public comments electronically
Former Advisor Sentenced in Elder Fraud Scheme
He solicited funds by telling potential investors they would double, triple, or quadruple their investments
Are These 401(k) Fiduciaries Hypocrites or Confused?
TDF participants near retirement will be seriously harmed in the next market correction, and most won’t recover
401(k) Market Minute: BlackRock Gets ‘Hip’, Climate Changes’ Impact on the 401(k), and More
Rising seas, wildfires, tornadoes—what impact will it have on retirement savings and security? The Department of Labor (DOL)…