Browsing Tag
Fiduciary
613 posts
Being a fiduciary means acting on behalf of another person or entity and having a legal and ethical obligation to put their interests above your own. Essentially, a fiduciary is entrusted with the responsibility to make decisions and manage assets in a way that benefits their client, not themselves. This relationship is built on trust and confidence, requiring the fiduciary to act with utmost good faith, care, and loyalty.
Clearly Confusing: How to Define and Incorporate ESG in Retirement Plans
Does anyone have a concise definition of ESG? Anyone? Neither do we. It’s one of the main sticking…
Danger: Don’t Judge a Fund By its Active/Passive Label
Contrary to the beliefs of (too) many advisors, selecting funds for a fiduciary account based solely on their active…
Why We Might Never Get A Fiduciary Rule
'There is a good possibility, due to significant pushback, that the SEC's version might never fully come to pass,' says Fi360's Blaine Aikin.
DOL Announces Fiduciary Policy After Bombshell Ruling
The Department of Labor will not pursue prohibited transactions claims against fiduciaries “who are working diligently and in…
Fifth Circuit Court Denies Fiduciary Reboot Request
Fiduciary Rule Court Decision marks the end as the Fifth Circuit denies revival, shaping future financial regulations.
401k Plan Sponsors in Desperate Need of Fiduciary Know-How: Fi360 Annual Conference
Ensuring that Americans are able to retire with dignity (and sustain that dignity throughout retirement) begins with helping…
SEC Finally Proposes Fiduciary Rule Revamp
The Securities and Exchange Commission voted to propose its own widely-watched and long-awaited version of a fiduciary standard "to better serve savers and investors."
SEC Fiduciary Rule Meeting Fast Approaching
The Securities and Exchange Commission (SEC) will hold meetings on the “Sunshine Act,” the next step in developing its own version of a fiduciary standard.
Fi360 Teams With ‘Investment Strategy Engine’
What do you get when you combine a science-based “investment strategy engine” with a fiduciary score? A pretty cool announcement.
How to Kick 401(k) Fiduciary Duties Up a Notch
Retirement Plan Analytics is set to roll out Fiduciary-Plus, a plan management (as opposed to a platform management) tool that provides 3(38) services and so much more.