Browsing Tag
Fiduciary
615 posts
Being a fiduciary means acting on behalf of another person or entity and having a legal and ethical obligation to put their interests above your own. Essentially, a fiduciary is entrusted with the responsibility to make decisions and manage assets in a way that benefits their client, not themselves. This relationship is built on trust and confidence, requiring the fiduciary to act with utmost good faith, care, and loyalty.
One Major Fiduciary Rule Criticism Doesn’t Hold Up
Fiduciary Rule protects retirement savers from conflicted advice, ensuring fair access to investments and stronger financial security.
Enough of the Stupid Scaramucci Saga
Scaramucci White House chaos shows the pitfalls of politics, from strong starts to fast downfalls and media missteps.
The Risk of 3(38) Fiduciary ‘Flexibility’
Most plan sponsors engage a fiduciary 3(38) investment manager because they do not have the required expertise. Here's what we mean.
How to Save Time Comparing 401(k) Rollover Fees
The size and viability of the 401(k) rollover market is as confusing as ever, especially considering the on-again/off-again fiduciary rule.
Questions Point to ‘Diluted’ 401k Fiduciary Rule
Fiduciary Rule changes may spark lawsuits as experts warn against dilution, with the DOL navigating compliance and legal risks.
Trump’s Fiduciary-Fighting Fanatic Finally Gets Job
Sidelined for months, financier and 401(k) Specialist cover boy Anthony Scaramucci will finally get a coveted position (for…
Fiduciary Frustration Finds Audience in 401(k) Advisors
“I’ve been in a room with Phyllis Borzi where she said 90 percent of all rollovers were imprudent,”…
How to Ensure Better 401(k) Participant Outcomes
401(k) Participant Outcomes improve with insights from Lee Topley of Unified Trust. Discover strategies to boost participant results.
House Republicans Pass ‘Choice’ Act, Block Fiduciary Rule
One of the most sweeping financial regulations in recent history took a step closer to destruction on Thursday,…
401k Fiduciary Rule Gets Final Review Before Friday Fanfare
Labor Secretary Alexander Acosta announced Wednesday that the Office of Management and Budget put out a request for information…