Browsing Tag
Financial Services Institute (FSI)
9 posts
FSI, SIFMA Join Lawsuit Against Fiduciary Rule; CFP Board Backs It in Separate Suit
Filings opposing and supporting the rule are in response to two separate lawsuits challenging rule currently set to take effect in September
Retirement Security Rule Would Cost 11 Times More than DOL Estimate: Report
New Oxford Economics report commissioned by the Financial Services Institute says controversial proposed rule would cost firms $2.7 billion to implement in the first year
Nearly 20% of Advisors Prefer to Retire than be Labeled as Employees Under Proposed DOL Rule
Findings from FSI argue against the DOL's independent contractor proposed rule
Advisors Eye Digital Technologies to Spur 2022 Growth
FSI and Broadridge release study highlighting independent advisor growth opportunities
Cybersecurity Help for Advisors Working Remotely
FINRA cybersecurity alert urges firms to secure remote devices; Workplace offers free compliance software for advisors.
FSI Members Strongly Support 401(k) Fiduciary Rule Repeal
Granted, it’s an advocacy organization for independent broker-dealers, but the Financial Services Institute (FSI) released a survey of…
Lawsuit Filed to Block DOL’s 401(k) Fiduciary Rule
In a surprise to no one anywhere, a number of financial services and 401(k) industry lobbying organizations have…
401(k) Fiduciary Freak-Out: How is the Industry Reacting?
Industry reaction to White House revelations about provisions in the Department of Labor’s (DOL) final fiduciary proposal has…
DOL Fiduciary Rule to Cost $4 Billion: FSI
A major critic of the Department of Labor’s proposed fiduciary rule in its current form has undertaken a…