Browsing Tag
Financial Services Institute (FSI)
8 posts
FSI, SIFMA Join Lawsuit Against Fiduciary Rule; CFP Board Backs It in Separate Suit
Filings opposing and supporting the rule are in response to two separate lawsuits challenging rule currently set to take effect in September
July 1, 2024
Retirement Security Rule Would Cost 11 Times More than DOL Estimate: Report
New Oxford Economics report commissioned by the Financial Services Institute says controversial proposed rule would cost firms $2.7 billion to implement in the first year
January 22, 2024
Nearly 20% of Advisors Prefer to Retire than be Labeled as Employees Under Proposed DOL Rule
Findings from FSI argue against the DOL's independent contractor proposed rule
January 19, 2023
Advisors Eye Digital Technologies to Spur 2022 Growth
FSI and Broadridge release study highlighting independent advisor growth opportunities
February 1, 2022
Cybersecurity Help for Advisors Working Remotely
As work processes adjust in response to COVID-19, FINRA issued a Cybersecurity Alert in late March urging member…
April 16, 2020
Lawsuit Filed to Block DOL’s 401(k) Fiduciary Rule
In a surprise to no one anywhere, a number of financial services and 401(k) industry lobbying organizations have…
June 2, 2016
401(k) Fiduciary Freak-Out: How is the Industry Reacting?
Industry reaction to White House revelations about provisions in the Department of Labor’s (DOL) final fiduciary proposal has…
April 6, 2016
DOL Fiduciary Rule to Cost $4 Billion: FSI
A major critic of the Department of Labor’s proposed fiduciary rule in its current form has undertaken a…
August 18, 2015