Browsing Tag
FINRA
18 posts
‘Save to Retire’ Gets Thursday Spotlight During America Saves Week
It’s “America Saves Week,” and as part of the national awareness campaign, Thursday, Feb. 27, is devoted specifically…
February 25, 2020
Heinz Field Event, AIF Trainings Headline Fi360’s National Fiduciary Day
Tuesday, Feb. 25 is National Fiduciary Day, and Fi360 is celebrating this year with an exclusive event in…
February 24, 2020
Low Financial Literacy Hurting Retirement Account Management
Many individuals enrolled in DC plans lack basic financial knowledge. No surprise there. But as the shift from…
October 14, 2019
Field of Dreamers: Half of Iowans Not Currently Planning for Retirement
They may be planning a Major League Baseball game in the middle of a cornfield for next season,…
August 16, 2019
Financial Gap Widens Between Haves, Have-Nots
Key indicators of Americans’ financial capability are no longer improving in step with the economy and the financial…
June 24, 2019
FINRA’s 7 Myths About Millennials and Money
Millennials now account for more of the workforce than any other generation. With paychecks to spend and responsibilities…
October 9, 2018
What Happened With FINRA Fines in 2017?
Did 2016’s heavy-handed FINRA fines (a record amount totaling $176 million) scare the industry straight? Perhaps—at least to…
March 2, 2018
FINRA Announces National Retirement Planning Week
It isn’t exactly Mardi Gras, but far more important. Financial Industry Regulatory Authority, better known as FINRA, announced…
May 4, 2015