Browsing Tag
Gary Gensler
10 posts
SEC Publishes Final Guidance on Reg BI
The latest bulletin comes after Rep. Byron Donalds accused the SEC of considering to rewrite the Reg BI in a new letter
SEC Cracks Down on Custody Rules Including Crypto
The Securities and Exchange Commission is proposing stricter custody rules on alternative investments, including cryptocurrency
SEC Sets Sights on Cybersecurity for RIAs
The agency is proposing new rules and amendments to combat cyber risk in the financial services sector
SEC Races to Implement Agenda Ahead of Midterm Elections: WSJ
Republicans have already complained that the SEC is moving too fast
Trump Appointee Elad Roisman Resigning as SEC Commissioner
Commissioner increasingly opposed Chairman Gary Gensler’s agenda “for plans to redo recently completed rules, add new regulatory obligations, and constrain investor choice.”
Fintech Under Fire: Benartzi Responds to SEC’s ‘Digital Nudge’ Warning
Initially praising technology's role in advancing investing for the public, Gensler's tone and focus quickly shifted
Gensler Signals Different Road is Quickest Way to a Bitcoin ETF
While the Securities and Exchange Commission has long been dragging its feet when it comes to approving a…
Gary Gensler Confirmed as SEC Chair
The Senate voted 53-45 Wednesday to confirm Gary Gensler as chairman of the U.S. Securities and Exchange Commission…
Bitcoin ETF: Why is the SEC Dragging Its Feet?
As it was announced March 18 that the first North American bitcoin exchange-traded fund (ETF) has passed the…
Biden SEC Chair Nominee Gensler One Step from Confirmation
The Senate Banking, Housing, and Urban Affairs Committee voted 14-10 today to advance President Joe Biden’s nomination of…