Browsing Tag
Michael Kitces
7 posts
XYPN’s Michael Kitces Responds to SEC Reg BI Ruling
XY Planning Network co-founder Michael Kitces responded Sunday to the Second Circuit Court of Appeals ruling that denied…
Reg BI Challenge Rejected by Federal Appeals Court
A high-profile challenge to the SEC’s Regulation Best Interest was denied by the Second Circuit Court of Appeals…
RIA M&A Decade in Review (and 2020-2029 Preview)
The last 10 years saw steady growth in mergers and acquisitions of independent registered investment advisors (RIAs), and…
2020 Fi360 Conference: Reg BI, ESG Investing Lead Agenda
A deep dive into ESG investing, the latest on Reg BI, and a keynote from “Queer Eye’s” Karamo…
RIAs Top-of-Mind in SEC’s Just-Released 2020 Exam Priorities
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) today announced its 2020 examination priorities,…
RMD Age Jumps to 72 in 2020 After SECURE Act
One of the many changes to retirement plans brought about by the SECURE Act being signed into law…
What We’re Doing Wrong with Risk Tolerance
Advisor Michael Kitces, high-profile author, speaker and expert in the industry, clues us in on the risk…