Browsing Tag
proposed rules
10 posts
Proposed Rule to Help Fiduciaries Properly Value Employer Stock in ESOPs
DOL proposed regulation provides guidance for fiduciaries to ensure employer stock bought, sold by employer stock ownership plans is at fair market value
DOL Reopens Comment Period for QPAM Exemption
The DOL says "at least one interested party" may have additional information to provide to the Department
Final ESG Rule Now Under White House Review
Guidance relaxing Trump-era restrictions on considering environmental, social and governance factors when making decisions about retirement plan investments could come before end of 2022
DOL Announces Proposed Changes to 401k Asset Management PTE
The industry is changing, and so should the exemption, department says
SEC Proposes Mandatory Climate Change Reporting Rules
'82% of companies agreed that they should be afforded the flexibility to determine how ESG issues apply to them'
IRS Finally Clarifies 401(k) RMD Calculations in Proposed Rule
Commenters are “strongly encouraged” to submit public comments electronically
Analysis Finds 95% of Comments Oppose DOL’s ESG Rule
Analysis of comments on the Department of Labor’s proposed rule regarding ESG investments in retirement plans shows landslide of opposition.
Commenters Hammer DOL on Proposed ESG Rule
DOL ESG proposed rule faces strong opposition as commenters warn it could harm investors and restrict fiduciary flexibility.
CFP Board to Permanently Allow Disciplinary Hearings by Video
The traditional processes and procedures that will rebound as the economy opens—and those that will fall victim to…
SEC Looks to Loosen Advisor Advertising, Solicitation Rules
In early November 2019, the Securities and Exchange Commission (SEC) released proposed amendments to the advertising rule and…