Browsing Tag
proposed rules
9 posts
DOL Reopens Comment Period for QPAM Exemption
The DOL says "at least one interested party" may have additional information to provide to the Department
March 23, 2023
Final ESG Rule Now Under White House Review
Guidance relaxing Trump-era restrictions on considering environmental, social and governance factors when making decisions about retirement plan investments could come before end of 2022
October 7, 2022
DOL Announces Proposed Changes to 401k Asset Management PTE
The industry is changing, and so should the exemption, department says
July 26, 2022
SEC Proposes Mandatory Climate Change Reporting Rules
'82% of companies agreed that they should be afforded the flexibility to determine how ESG issues apply to them'
March 21, 2022
IRS Finally Clarifies 401k RMD Calculations in Proposed Rule
Commenters are “strongly encouraged” to submit public comments electronically
February 24, 2022
Analysis Finds 95% of Comments Oppose DOL’s ESG Rule
We knew there was a lot of opposition to the Department of Labor’s proposed rulemaking that would limit…
August 21, 2020
Commenters Hammer DOL on Proposed ESG Rule
Despite an abbreviated 30-day comment period that ended last Thursday, the Department of Labor got plenty of feedback…
August 3, 2020
CFP Board to Permanently Allow Disciplinary Hearings by Video
The traditional processes and procedures that will rebound as the economy opens—and those that will fall victim to…
May 26, 2020
SEC Looks to Loosen Advisor Advertising, Solicitation Rules
In early November 2019, the Securities and Exchange Commission (SEC) released proposed amendments to the advertising rule and…
February 26, 2020