Browsing Tag
Raymond James
7 posts
SHRM Launches ‘401(k) Marketplace’ for Small Employers
More help is on the way to make it easier for small businesses to offer a 401(k) plan…
401k Plan Provider NWPS Bought by Raymond James
Broker-dealer Raymond James is expanding its retirement services offerings by acquiring Seattle-based NWPS Holdings, Inc., doing business as…
Raymond James Rep Fired Over Black Lives Matter Incident
A viral video of a man and woman accusing a property owner of illegally stenciling “Black Lives Matter”…
Edward Jones, Others Take Steps to Slow Coronavirus Spread: Updated
UPDATE from NAPA: Due to the latest CDC recommendations, we will be postponing the NAPA 401(k) Summit. We expect…
Raymond James Settles Ski Resort Fiduciary Scam
Broker-dealer bigwig Raymond James Financial will pay $150 million to investors in New England ski resort Jay Peak…
Raymond James ‘Fails Fiduciary Responsibility,’ Named In Ski Resort Ponzi Scheme
Talk about a snow job. An investor in Jay Peak, a Vermont-ski-resort-turned-Ponzi-Scheme, has filed a class-action lawsuit in…
401(k) Fiduciary Freak-Out: How is the Industry Reacting?
Industry reaction to White House revelations about provisions in the Department of Labor’s (DOL) final fiduciary proposal has…