Browsing Tag
Raymond James
8 posts
Vanguard, Raymond James Top New J.D. Power Rankings for Investor Satisfaction
Do-it-yourself investors rank Vanguard highest while advised investors favor Raymond James in study released today from J.D. Power
SHRM Launches ‘401(k) Marketplace’ for Small Employers
More help is on the way to make it easier for small businesses to offer a 401(k) plan…
401k Plan Provider NWPS Bought by Raymond James
Broker-dealer Raymond James is expanding its retirement services offerings by acquiring Seattle-based NWPS Holdings, Inc., doing business as…
Raymond James Rep Fired Over Black Lives Matter Incident
A viral video of a man and woman accusing a property owner of illegally stenciling “Black Lives Matter”…
Edward Jones, Others Take Steps to Slow Coronavirus Spread: Updated
UPDATE from NAPA: Due to the latest CDC recommendations, we will be postponing the NAPA 401(k) Summit. We expect…
Raymond James Settles Ski Resort Fiduciary Scam
Broker-dealer bigwig Raymond James Financial will pay $150 million to investors in New England ski resort Jay Peak…
Raymond James ‘Fails Fiduciary Responsibility,’ Named In Ski Resort Ponzi Scheme
Talk about a snow job. An investor in Jay Peak, a Vermont-ski-resort-turned-Ponzi-Scheme, has filed a class-action lawsuit in…
401(k) Fiduciary Freak-Out: How is the Industry Reacting?
Industry reaction to White House revelations about provisions in the Department of Labor’s (DOL) final fiduciary proposal has…