Browsing Tag
Reg BI
48 posts
Gary Gensler Confirmed as SEC Chair
The Senate voted 53-45 Wednesday to confirm Gary Gensler as chairman of the U.S. Securities and Exchange Commission…
ESG Matters Listed Among SEC’s 2021 Exam Priorities
The SEC is out with its 2021 Examination Priorities, and while they are in large part similar to…
Episode 19—What Now? Top ERISA Expert Fred Reish Sounds Off on ESG, Reg BI and More
Sponsored By: Fred gets frank about fiduciary. It’s a new year, a new Congress, and a new direction…
Reps. Neal, Kelly Named ‘2020 Federal Champions of Retirement Security’
House Ways and Means Committee Chairman Richard Neal (D-MA) has certainly been a high-profile advocate of legislative efforts…
DOL Sets Sept. 3 Hearing for Controversial Fiduciary Rule Proposal
After rejecting earlier calls for a hearing on its controversial fiduciary rule proposal from Democratic lawmakers as well…
DALBAR Warns of Hidden Burdens Related to Rollovers in New DOL Rule
Could the Department of Labor have underestimated the compliance costs that would be associated with its proposed regulation…
Fake Fiduciary Rule Comments Spur Senators to Question DOL’s Scalia
A trio of Senators recently sent a letter to Secretary of Labor Eugene Scalia pressing him to outline…
2020 Democratic Platform Draft: Bye-Bye Reg BI?
The SEC’s controversial “Regulation Best Interest,” which took effect June 30, would likely be struck down in 2021…
Reg BI and DOL Fiduciary Rule: Harmonizing Two Rules that Fulfill Lower Standards
Trust law is instructional to ERISA, and the Uniform Prudent Investment Act offers a definition of prudence. Both…
Latest DOL, SEC Regulations Draw Consumer Group Ire
The Consumer Federation of America is not at all happy with goings-on at the Department of Labor or…