Browsing Tag
Registered Investment Advisor (RIA)
66 posts
Schwab Launches RIA Program for Independent Advisors
The program will also work as a complementary add-on to the firm’s Schwab Advisor Services platform
May 20, 2025
2025 Projected to be Most Active Year Ever for RIA Deals
ECHELON Partners’ new M&A Deal Report shows first three months of year were second most active on record behind only Q4 2024
April 23, 2025
RIA Consolidation Grew in 2023
Advisors in RIA channels affiliated with a consolidator increased to 14% in 2023, reports Cerulli
November 13, 2024
Waverly Advisors Buys CenterPoint Wealth Management
The acquisition marks Waverly's 16th transaction since 2021
October 5, 2024
SEC Fines Idaho RIA for Missteps Related to ‘Biblically Responsible Investing’ Strategy
$300,000 penalty levied as firm made investments contrary to its stated investment criteria
September 19, 2024
RIA M&A Activity Up 20% in Q1 2024
Report says it was the second most active first quarter on record
April 22, 2024
Modern Wealth Launches Retirement Plan Advisory Biz with Deal for $1.2B N.Y. Firm Beltz Ianni
Sixth acquisition less than a year after launch adds retirement plan service offering for small-to-midsize companies
March 6, 2024
Brandon Budd Promoted to President of Retirement Services at intellicents
He succeeds company Co-Founder Grant Arends in the role, who is transitioning to President of intellicents investment solutions, the firm’s RIA arm
March 4, 2024
Organic Growth Drove a Positive 2022 for RIA Firms
A new RIA Benchmarking Study from Charles Schwab found client growth increased 6.2% across all firms
July 21, 2023
Altruist Gears Up to Challenge Fidelity and Schwab in $128 Trillion RIA Market
Jason Wenk’s 5-year-old fintech with heavyweight investors is now the third-largest custodian in the U.S. by number of firms served
April 13, 2023