Browsing Tag
Registered Investment Advisor (RIA)
53 posts
Technology Key to Better Client Experience
Top RIA firms know they need to invest more in technology in order to create a better client…
Elite RIA firms struggle to expand talent pools
Finding, hiring, developing and retaining good talent is seen as the best way to grow a financial advisory…
The NeverEnding Story—Reg BI and the Latest Fiduciary Folly
Progress on the fiduciary rule has often looked like two steps forward, one step back (or vice versa).…
Fiduciary Fallout: 1 in 2 Believe All Advisors Must Act in ‘Best Interest’
The on-again, off-again Department of Labor fiduciary rule fiasco of 2018 seems to have fed public misconceptions about…
Longer 401k Participant Lifespans Attracting Attention
If—as part of the population in general—401k plan participants are going to be living longer on average moving…
How Did Independent RIA Firms Fare Last Year?
The RIA channel continues to grow. More specifically, the “independent advisory industry remains on a growth trajectory” and…
RIA Generational Shift (Finally) Underway
It’s been talked about for some time, and is now actually happening. According to new findings from the…
Female-Focused Firm Finds New Home
Financial Focus, an RIA founded by women advisors to support the financial planning needs of women clients across…
RIAs or Wirehouses: Who’s Winning in Asset Growth?
We’re sure it’s all because of their 401(k) business. “While wirehouses still hold a substantial share of assets,…
RIA Fail? Wirehouses, Banks Control Three-Quarters of All High-Net-Worth Assets
The word on the benefits of the independent RIA channel is having trouble getting out, as wirehouses and banks control…