Browsing Tag
Registered Investment Advisor (RIA)
62 posts
Elite RIA firms struggle to expand talent pools
New poll finds most elite RIA firms are not doing enough to expand their talent pools even though they know it is a key to growth.
The NeverEnding Story—Reg BI and the Latest Fiduciary Folly
Progress on the fiduciary rule has often looked like two steps forward, one step back (or vice versa).…
Fiduciary Fallout: 1 in 2 Believe All Advisors Must Act in ‘Best Interest’
The on-again, off-again Department of Labor fiduciary rule fiasco of 2018 seems to have fed public misconceptions about…
Longer 401(k) Participant Lifespans Attracting Attention
New study says longer client lifespans is the trend advisors expect to be most impactful to their firms over the next decade.
How Did Independent RIA Firms Fare Last Year?
The RIA channel continues to grow. More specifically, the “independent advisory industry remains on a growth trajectory” and…
RIA Generational Shift (Finally) Underway
It’s been talked about for some time, and is now actually happening. According to new findings from the…
Female-Focused Firm Finds New Home
Women Financial Advisors RIA Financial Focus joins Securities America to support women clients with independent financial planning.
RIAs or Wirehouses: Who’s Winning in Asset Growth?
We’re sure it’s all because of their 401(k) business. “While wirehouses still hold a substantial share of assets,…
RIA Fail? Wirehouses, Banks Control Three-Quarters of All High-Net-Worth Assets
The word on the benefits of the independent RIA channel is having trouble getting out, as wirehouses and banks control…
Fiduciary Fight: Automated Advocacy is Now a Thing
Want to jump into the fiduciary fight, but are too busy running a business? TD Ameritrade Institutional has…