Browsing Tag
Regulation
216 posts
Hedge Fund in DOL Hotseat Over Retirement Plan Assets
Seeing “hedge fund” and “retirement plan assets” in the same headline is an anxiety-inducing nightmare (or should be)…
DOL: 401k Plan Fiduciaries MUST Find Missing Participants
The Department of Labor (DOL) is busy this year focusing on both regulating and identifying missing participants in…
16 Retirement Plan Provisions in the SECURE Act (Simplified)
Employee benefits consulting firm Strategic Benefits Advisors (SBA) helpfully—and succinctly—lists the provisions of the bipartisan Setting Every Community…
Recent Fiduciary Breach Case Has Major Implications for 401k Advisors
Cambridge Fiduciary Services’ Roger Levy deconstructs Brotherston v. Putnam Investments. The video titled “Recent Fiduciary Breach Case Has…
What’s Happening With SEC’s Reg BI? Fred Reish
The DOL, harmonization, when the rule will happen—lots of questions that Fred Reish answers at Fi360’s annual conference.
Potential Traps in The DOL’s Temporary Enforcement Policy
The overturning of the DOL’s Fiduciary Rule by the Fifth Circuit last year had two impacts: first, the…
EBSA Monetary Recoveries Significantly Increase
The Employee Benefits Security Administration (EBSA) is charged with enforcing ERISA laws and regulations. EBSA conducts investigations into…
How Auto Portability Serves 401k Participants’ Best Interests
This series is meant to identify five key reasons why an auto portability program serves the best interests…
Two Major Regulatory Issues Dominating 401k Discussion
It’s not always easy for plan sponsors to communicate with participants. As technology changes how information gets shared,…
Fred Knows 401k Fiduciary
“What obvious mistakes are made by plan sponsors, investment committees and 401k advisors that drive you absolutely crazy?”…