Browsing Tag
Regulation
216 posts
Probate, Shmobate: Importance of Keeping 401k Beneficiary Info Up-to-Date
As a retirement plan specialist who meets with employers on a routine basis, we discuss fiduciary responsibility, investment…
5 Good Reasons to Fire a 401k TPA
Saying goodbye is never easy, but there are certain times when you simply need to do it. When…
401k Hardship Withdrawals May Be Less of a Hardship
Hardship withdrawals from 401k plans and 403b plans may be more accessible to some plan participants due to…
Cuomo Forced Into Court in 401k Financial Farce
A welcome addendum to a 401k and financial services first amendment issue happening in the Empire State, one…
‘Professional Fiduciary’ Indicted for 401k Fraud, Embezzlement
Alleged husband and wife grifters Jeff and Wendy Richie were indicted Wednesday for fraud and embezzlement related to…
Department of Labor Acts on Trump MEP Executive Order
It’s been a busy week at the Department of Labor—especially with issues related to the retirement savings of…
DOL to Introduce New Fiduciary Rule
The never-ending story of the Department of Labor’s efforts to implement and enforce a fiduciary rule could soon…
NYT Targets Trump Taxes, Hits 401ks Instead
The New York Times killed its credibility in campaign season 2016 by declaring an adversarial approach to its…
Republicans Bank Election on Tax Reform Reboot
Cynical political ploy or solid plan to boost the economy? Touting a strong fiscal environment that they say…
Mass Regulator Galvin Slams Broker-Dealer and Its REITs
No-nonsense Massachusetts Secretary of the Commonwealth William Galvin said Friday that his office has entered into an order…