Browsing Tag
Regulation
216 posts
SEC Races to Implement Agenda Ahead of Midterm Elections: WSJ
Republicans have already complained that the SEC is moving too fast
Senate Committee to Consider EBSA Nominee (Again)
Because the Senate failed to act before Congress adjourned for the holiday, the HELP committee must reapprove the nomination
Pooled Plan Filing Requirements Added to Form 5500
Form 5500 instructions have been amended to make clear that a pooled employer plan is a multiple-employer plan that files a single Form 5500 Annual Return/Report
Department of Labor Clarifies Its Private Equity 401k Stance
Stakeholders challenged certain assertions in the original Information Letter
Broker-Dealer Consolidation Craziness Continues
Competition for advisor talent remains high as affiliation options abound
Group Plan Systems’ Pete Swisher on a Major Fiduciary Gap that Must be Closed
Anyone who knows Pete Swisher knows that he’s the go-to resource for anything fiduciary and pooled plan-related. His…
Senators to Hold Hearing on EBSA Nominee Confirmation
HELP Committee to consider the nomination of Lisa Gomez
‘Delayed’ Retirement Provisions Survive Massive House Spending Bill
Provisions to limit “Mega” and “Backdoor” Roth IRAs are in the $2 trillion social and climate spending bill passed by the House Friday, but many wouldn’t take effect until 2029 or 2031
ARA’s Brian Graff on Retirement Plan Provisions: ‘This Story is Not Over’
'The good news is that because we’ve gone through this process, we’ve educated a lot of policymakers'
The Assaley Doctrine—What the NAPA President Wants to Achieve: Wealth@wor(k) 2021
'It’s sitting down with employees and helping them understand and develop greater financial know-how and literacy'